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Credentials

Joint Broker

15 April 2024

£1.5 million Placing and £1 million Open Offer

Corporate Adviser

20 September 2023

Corporate Adviser

Joint Broker

9 June 2023

Fundraise of £7.1m through Convertible Loan Note & Open Offer

Financial Adviser / Joint Broker

23 February 2023

Oversubscribed Placing & Subscription for £21.5m

Broker / Aquis Exchange Corporate Adviser

2 November 2022

AQSE Dual-Listing

Joint Broker

8 August 2022

Equity Fundraise of £1.2m

Corporate Broker

22 April 2022

Appointment

Financial Adviser

5 March 2022

AQSE Corporate Adviser

Financial Adviser

20 January 2022

£33m acquisition of AIM-quoted Universe Group plc

Financial Adviser

16 January 2022

Appointment

Corporate Broker

30 November 2021

Appointment

Financial Adviser / Broker

16 November 2021

Appointment

Corporate Broker / Aquis Exchange Corporate Adviser

5 October 2021

Appointment

Corporate Broker

2 August 2021

Appointment

Joint Broker

26 March 2021

£5m Placing

Financial Adviser / Joint Broker

3 December 2020

£20.5m Placing and £2.0m Open Offer

Research Provider

23 September 2020

Appointment

Financial Adviser / Corporate Broker / Rule 3 Adviser

10 August 2020

£25m all-share merger with Bahamas Petroleum Company plc

Corporate Broker

30 April 2020

Appointment

Financial Adviser / Broker

26 March 2020

£1.0m Main Market IPO

Financial Adviser

23 January 2020

£18.5m Recommended Offer for Innovise

Advisers African Mining Indaba China

7 October 2019

Appointment

Broker

17 June 2019

Appointment

Financial Adviser

24 April 2019

Appointment

Financial Adviser / Broker

28 February 2019

US$0.5m Share Buyback Programme

Financial Adviser China

18 December 2018

Appointment

Broker

17 October 2018

£2.5m Placing

Financial Adviser / Broker

14 September 2018

US$1.0m Debt Financing

Agriculture

11 July 2018

Appointment

Broker

17 April 2018

£3.9m Placing

Broker

15 April 2018

Appointment

Broker

15 April 2018

Appointment

Financial Adviser

9 March 2018

C$7.7m Strategic Investment

Financial Adviser China

15 February 2018

Appointment

Financial Adviser China

15 January 2018

Appointment

Broker / Financial Adviser

17 November 2017

£1.0m Open Offer

Financial Adviser

15 November 2017

Appointment

Broker

17 October 2017

£3.1m Placing & Subscription

Financial Adviser China

15 September 2017

Appointment

Financial Adviser China

15 June 2017

Appointment

Financial Adviser China

15 May 2017

Appointment

Financial Adviser

15 April 2017

Appointment

Research Provider

15 February 2017

Appointment

Financial Adviser

17 January 2017

£11m Main Market IPO

Financial Adviser

15 January 2017

Appointment

Financial Adviser

17 December 2016

£3.0m Open Offer

Financial Adviser / Broker

17 November 2016

£3.0m Subscription

Financial Adviser / Broker

17 October 2016

£0.4m Subscription

Financial Adviser / Broker

15 October 2016

Appointment

Broker

15 September 2016

Appointment

Research Provider

15 August 2016

Appointment

Financial Adviser / Broker

15 June 2016

Appointment

Broker

15 May 2016

Appointment

Broker

16 February 2016

£0.3m Placing

Financial Adviser / Broker

15 November 2015

Appointment

Broker

17 July 2015

£0.4m Placing

Financial Adviser / Broker

15 June 2015

Appointment

Broker

16 February 2015

£2.1m Placing

Rule 3 Adviser

16 December 2014

£296m Acquisition by Fortune Dynasty Holdings

Broker

16 November 2014

£0.6m Placing

Financial Adviser

17 October 2014

C$2.0m Open Offer

Broker

16 July 2014

£0.6m Placing

Financial Adviser

16 May 2014

£8.0m Acquisition of Maltby Methane Asset

European Broker

16 April 2014

C$0.3m Placing

Broker

15 April 2014

Appointment

Broker

15 December 2013

Appointment

Broker

15 September 2013

£0.8m Placing

Broker

15 September 2013

Appointment

Broker

15 August 2013

Appointment

Broker

15 May 2013

£6.0m Placing

European Broker

15 April 2013

Appointment

Natural Resources

15 December 2012

APIC Petroleum Merger & C$30m Placing

Broker

15 June 2012

Appointment

European Broker

15 April 2012

Appointment

European Broker

14 March 2012

Appointment

Financial Adviser

14 February 2012

Appointment

Broker

14 December 2011

Appointment

European Broker

14 October 2011

Appointment

European Broker

15 August 2011

C$10m Placing

Broker

14 June 2011

Appointment

Financial Adviser

14 March 2011

Appointment

Financial Adviser

14 January 2011

Appointment

Natural Resources

15 December 2010

£1.8m Placing

Joint Broker

13 February 2024

Fundraise of £4 million

Rule 3 Financial Adviser

20 September 2023

£26.6m Public Company Takeover

Joint Broker

31 May 2023

Fundraise of £1.35m

Industrials

31 January 2023

Appointment and Fundraise of £6.24 million

Broker / Aquis Exchange Corporate Adviser

25 October 2022

AQSE Dual-Listing

Financial Adviser / Joint Corporate Broker

30 July 2022

Appointment and fundraise of £1.87 million

Corporate Broker

31 March 2022

IPO and Equity Fundraise of £2 million

Strategic Advice

1 March 2022

Strategic Advice

Aquis Exchange Corporate Adviser

17 January 2022

AQSE IPO & Fundraising of £2m

Financial Adviser / Joint Broker

14 December 2021

£25m Placing and £3.93m Open Offer

Research Provider

22 November 2021

Appointment

Corporate Broker

30 October 2021

Appointment

Financial Adviser / Joint Broker

30 September 2021

£1.4m Placing & Publication of Prospectus

Financial Adviser

30 May 2021

Appointment

Sole Broker / Aquis Exchange Corporate Adviser

18 March 2021

IPO, £17m Placing & Subscription

Research Provider

1 December 2020

Appointment

Financial Adviser / Corporate Broker

14 September 2020

Appointment

Research Provider

30 July 2020

Appointment

Financial Adviser / Broker

14 April 2020

£0.5m Subscription

Financial Adviser / Broker

26 March 2020

£2.3m Reverse Takeover of Alchemist Codes

Financial Adviser / Corporate Broker

26 November 2019

Appointment

Financial Adviser

7 September 2019

Appointment

Financial Adviser / Joint Broker

16 May 2019

£2.2m Open Offer

Financial Adviser / Broker

15 March 2019

£3.2m Placing & Open Offer

Financial Adviser

15 January 2019

Appointment

Broker

22 November 2018

Appointment

Broker

5 October 2018

£5.0m Fundraising

Financial Adviser / Broker

30 July 2018

£5.1m Minority Equity Disposal

Financial Adviser / Broker

28 June 2018

£0.3m Open Offer

Financial Adviser / Broker

17 April 2018

£0.2m Placing

Financial Adviser / Broker

15 April 2018

Appointment

Financial Adviser

15 March 2018

Appointment

Financial Adviser / Broker

17 February 2018

£1.2m Pre-IPO Placing

Financial Adviser / Broker

15 February 2018

Appointment

Financial Adviser

1 January 2018

Appointment

Financial Adviser / Broker

17 November 2017

£14m Reverse Takeover of Eqtec Iberia & £1.6m Placing

Broker / Financial Adviser

15 November 2017

Appointment

Financial Adviser

17 September 2017

US$20m Debt Fundraise

Financial Adviser

15 August 2017

Appointment

Financial Adviser

15 May 2017

Appointment

Research Provider

15 May 2017

Appointment

Financial Adviser China

15 April 2017

Appointment

Broker

17 January 2017

C$0.4m Placing

Research Provider

15 January 2017

Appointment

Financial Adviser

15 January 2017

Appointment

Financial Adviser / Broker

17 November 2016

£2.1m Open Offer

Financial Adviser / Broker

17 November 2016

£0.3m Open Offer

Financial Adviser / Broker

16 October 2016

£1.6m Main Market IPO

Natural Research Provider

15 October 2016

Appointment

Financial Adviser

15 September 2016

Appointment

Financial Adviser

15 July 2016

Appointment

Financial Adviser

15 June 2016

Appointment

Financial Adviser

15 May 2016

Appointment

Broker

15 January 2016

Appointment

Broker

15 October 2015

Appointment

Agriculture

17 July 2015

£0.8m Main Market IPO

Research Provider

15 April 2015

Appointment

Financial Adviser

15 February 2015

Appointment

Financial Adviser

15 December 2014

Appointment

Broker

15 November 2014

Appointment

Broker

15 October 2014

Appointment

Broker

16 July 2014

£8.0m Placing

Broker

16 May 2014

£7.0 Placing

Financial Adviser

16 April 2014

C$3.3m Open Offer

European Broker

15 March 2014

Appointment

Financial Adviser

15 November 2013

Appointment

Placing Agent

15 September 2013

US20m Placing

Financial Adviser

15 September 2013

Appointment

Broker

15 July 2013

£2.3m Placing

Broker

15 May 2013

Appointment

European Broker

15 February 2013

Appointment

Financial Adviser / Broker

15 September 2012

£0.1m ISDX Introduction

Financial Adviser

15 June 2012

Appointment

Broker

15 April 2012

Appointment

Broker

14 March 2012

Appointment

Financial Adviser

15 January 2012

US$125m Placing

European Broker

14 November 2011

Appointment

European Broker

14 October 2011

Appointment

Broker

14 July 2011

Appointment

Co-Agent

14 June 2011

Appointment

Financial Adviser

14 March 2011

Appointment

Broker

14 January 2011

Appointment

Financial Adviser

15 November 2010

£7.0m Equity Drawdown

Corporate Broker

24 November 2023

Corporate Broker

Joint Broker

25 July 2023

£1.1 million Placing and £0.84 million Open Offer

Financial Adviser / Joint Broker

25 April 2023

Appointment as Financial Adviser and Joint Broker

Aquis Exchange Corporate Adviser

15 December 2022

Acquisition of a 19.8% stake in Lush and acquisition of Sonotas Group

Financial Adviser / Broker

24 August 2022

£542,000 Pre-IPO fundraising

Financial Adviser

11 July 2022

IPO and Equity Fundraise of £280,000

Financial Adviser

5 March 2022

AQSE Corporate Adviser

Financial Adviser / Broker

18 February 2022

Appointment

Broker / Aquis Exchange Corporate Adviser

17 January 2022

AQSE IPO & Fundraising of £2m

Corporate Broker / Aquis Exchange Corporate Adviser

30 November 2021

Appointment, AQSE IPO & £1m fundraise

Corporate Broker

22 November 2021

Appointment & £349m LSE Dual Listing