Credentials
Joint Broker
15 April 2024
£1.5 million Placing and £1 million Open Offer
Corporate Adviser
20 September 2023
Corporate Adviser
Joint Broker
9 June 2023
Fundraise of £7.1m through Convertible Loan Note & Open Offer
Financial Adviser / Joint Broker
23 February 2023
Oversubscribed Placing & Subscription for £21.5m
Broker / Aquis Exchange Corporate Adviser
2 November 2022
AQSE Dual-Listing
Joint Broker
8 August 2022
Equity Fundraise of £1.2m
Corporate Broker
22 April 2022
Appointment
Financial Adviser
5 March 2022
AQSE Corporate Adviser
Financial Adviser
20 January 2022
£33m acquisition of AIM-quoted Universe Group plc
Financial Adviser
16 January 2022
Appointment
Corporate Broker
30 November 2021
Appointment
Financial Adviser / Broker
16 November 2021
Appointment
Corporate Broker / Aquis Exchange Corporate Adviser
5 October 2021
Appointment
Corporate Broker
2 August 2021
Appointment
Joint Broker
26 March 2021
£5m Placing
Financial Adviser / Joint Broker
3 December 2020
£20.5m Placing and £2.0m Open Offer
Research Provider
23 September 2020
Appointment
Financial Adviser / Corporate Broker / Rule 3 Adviser
10 August 2020
£25m all-share merger with Bahamas Petroleum Company plc
Corporate Broker
30 April 2020
Appointment
Financial Adviser / Broker
26 March 2020
£1.0m Main Market IPO
Financial Adviser
23 January 2020
£18.5m Recommended Offer for Innovise
Advisers African Mining Indaba China
7 October 2019
Appointment
Broker
17 June 2019
Appointment
Financial Adviser
24 April 2019
Appointment
Financial Adviser / Broker
28 February 2019
US$0.5m Share Buyback Programme
Financial Adviser China
18 December 2018
Appointment
Broker
17 October 2018
£2.5m Placing
Financial Adviser / Broker
14 September 2018
US$1.0m Debt Financing
Agriculture
11 July 2018
Appointment
Broker
17 April 2018
£3.9m Placing
Broker
15 April 2018
Appointment
Broker
15 April 2018
Appointment
Financial Adviser
9 March 2018
C$7.7m Strategic Investment
Financial Adviser China
15 February 2018
Appointment
Financial Adviser China
15 January 2018
Appointment
Broker / Financial Adviser
17 November 2017
£1.0m Open Offer
Financial Adviser
15 November 2017
Appointment
Broker
17 October 2017
£3.1m Placing & Subscription
Financial Adviser China
15 September 2017
Appointment
Financial Adviser China
15 June 2017
Appointment
Financial Adviser China
15 May 2017
Appointment
Financial Adviser
15 April 2017
Appointment
Research Provider
15 February 2017
Appointment
Financial Adviser
17 January 2017
£11m Main Market IPO
Financial Adviser
15 January 2017
Appointment
Financial Adviser
17 December 2016
£3.0m Open Offer
Financial Adviser / Broker
17 November 2016
£3.0m Subscription
Financial Adviser / Broker
17 October 2016
£0.4m Subscription
Financial Adviser / Broker
15 October 2016
Appointment
Broker
15 September 2016
Appointment
Research Provider
15 August 2016
Appointment
Financial Adviser / Broker
15 June 2016
Appointment
Broker
15 May 2016
Appointment
Broker
16 February 2016
£0.3m Placing
Financial Adviser / Broker
15 November 2015
Appointment
Broker
17 July 2015
£0.4m Placing
Financial Adviser / Broker
15 June 2015
Appointment
Broker
16 February 2015
£2.1m Placing
Rule 3 Adviser
16 December 2014
£296m Acquisition by Fortune Dynasty Holdings
Broker
16 November 2014
£0.6m Placing
Financial Adviser
17 October 2014
C$2.0m Open Offer
Broker
16 July 2014
£0.6m Placing
Financial Adviser
16 May 2014
£8.0m Acquisition of Maltby Methane Asset
European Broker
16 April 2014
C$0.3m Placing
Broker
15 April 2014
Appointment
Broker
15 December 2013
Appointment
Broker
15 September 2013
£0.8m Placing
Broker
15 September 2013
Appointment
Broker
15 August 2013
Appointment
Broker
15 May 2013
£6.0m Placing
European Broker
15 April 2013
Appointment
Natural Resources
15 December 2012
APIC Petroleum Merger & C$30m Placing
Broker
15 June 2012
Appointment
European Broker
15 April 2012
Appointment
European Broker
14 March 2012
Appointment
Financial Adviser
14 February 2012
Appointment
Broker
14 December 2011
Appointment
European Broker
14 October 2011
Appointment
European Broker
15 August 2011
C$10m Placing
Broker
14 June 2011
Appointment
Financial Adviser
14 March 2011
Appointment
Financial Adviser
14 January 2011
Appointment
Natural Resources
15 December 2010
£1.8m Placing
Joint Broker
13 February 2024
Fundraise of £4 million
Rule 3 Financial Adviser
20 September 2023
£26.6m Public Company Takeover
Joint Broker
31 May 2023
Fundraise of £1.35m
Industrials
31 January 2023
Appointment and Fundraise of £6.24 million
Broker / Aquis Exchange Corporate Adviser
25 October 2022
AQSE Dual-Listing
Financial Adviser / Joint Corporate Broker
30 July 2022
Appointment and fundraise of £1.87 million
Corporate Broker
31 March 2022
IPO and Equity Fundraise of £2 million
Strategic Advice
1 March 2022
Strategic Advice
Aquis Exchange Corporate Adviser
17 January 2022
AQSE IPO & Fundraising of £2m
Financial Adviser / Joint Broker
14 December 2021
£25m Placing and £3.93m Open Offer
Research Provider
22 November 2021
Appointment
Corporate Broker
30 October 2021
Appointment
Financial Adviser / Joint Broker
30 September 2021
£1.4m Placing & Publication of Prospectus
Financial Adviser
30 May 2021
Appointment
Sole Broker / Aquis Exchange Corporate Adviser
18 March 2021
IPO, £17m Placing & Subscription
Research Provider
1 December 2020
Appointment
Financial Adviser / Corporate Broker
14 September 2020
Appointment
Research Provider
30 July 2020
Appointment
Financial Adviser / Broker
14 April 2020
£0.5m Subscription
Financial Adviser / Broker
26 March 2020
£2.3m Reverse Takeover of Alchemist Codes
Financial Adviser / Corporate Broker
26 November 2019
Appointment
Financial Adviser
7 September 2019
Appointment
Financial Adviser / Joint Broker
16 May 2019
£2.2m Open Offer
Financial Adviser / Broker
15 March 2019
£3.2m Placing & Open Offer
Financial Adviser
15 January 2019
Appointment
Broker
22 November 2018
Appointment
Broker
5 October 2018
£5.0m Fundraising
Financial Adviser / Broker
30 July 2018
£5.1m Minority Equity Disposal
Financial Adviser / Broker
28 June 2018
£0.3m Open Offer
Financial Adviser / Broker
17 April 2018
£0.2m Placing
Financial Adviser / Broker
15 April 2018
Appointment
Financial Adviser
15 March 2018
Appointment
Financial Adviser / Broker
17 February 2018
£1.2m Pre-IPO Placing
Financial Adviser / Broker
15 February 2018
Appointment
Financial Adviser
1 January 2018
Appointment
Financial Adviser / Broker
17 November 2017
£14m Reverse Takeover of Eqtec Iberia & £1.6m Placing
Broker / Financial Adviser
15 November 2017
Appointment
Financial Adviser
17 September 2017
US$20m Debt Fundraise
Financial Adviser
15 August 2017
Appointment
Financial Adviser
15 May 2017
Appointment
Research Provider
15 May 2017
Appointment
Financial Adviser China
15 April 2017
Appointment
Broker
17 January 2017
C$0.4m Placing
Research Provider
15 January 2017
Appointment
Financial Adviser
15 January 2017
Appointment
Financial Adviser / Broker
17 November 2016
£2.1m Open Offer
Financial Adviser / Broker
17 November 2016
£0.3m Open Offer
Financial Adviser / Broker
16 October 2016
£1.6m Main Market IPO
Natural Research Provider
15 October 2016
Appointment
Financial Adviser
15 September 2016
Appointment
Financial Adviser
15 July 2016
Appointment
Financial Adviser
15 June 2016
Appointment
Financial Adviser
15 May 2016
Appointment
Broker
15 January 2016
Appointment
Broker
15 October 2015
Appointment
Agriculture
17 July 2015
£0.8m Main Market IPO
Research Provider
15 April 2015
Appointment
Financial Adviser
15 February 2015
Appointment
Financial Adviser
15 December 2014
Appointment
Broker
15 November 2014
Appointment
Broker
15 October 2014
Appointment
Broker
16 July 2014
£8.0m Placing
Broker
16 May 2014
£7.0 Placing
Financial Adviser
16 April 2014
C$3.3m Open Offer
European Broker
15 March 2014
Appointment
Financial Adviser
15 November 2013
Appointment
Placing Agent
15 September 2013
US20m Placing
Financial Adviser
15 September 2013
Appointment
Broker
15 July 2013
£2.3m Placing
Broker
15 May 2013
Appointment
European Broker
15 February 2013
Appointment
Financial Adviser / Broker
15 September 2012
£0.1m ISDX Introduction
Financial Adviser
15 June 2012
Appointment
Broker
15 April 2012
Appointment
Broker
14 March 2012
Appointment
Financial Adviser
15 January 2012
US$125m Placing
European Broker
14 November 2011
Appointment
European Broker
14 October 2011
Appointment
Broker
14 July 2011
Appointment
Co-Agent
14 June 2011
Appointment
Financial Adviser
14 March 2011
Appointment
Broker
14 January 2011
Appointment
Financial Adviser
15 November 2010
£7.0m Equity Drawdown
Corporate Broker
24 November 2023
Corporate Broker
Joint Broker
25 July 2023
£1.1 million Placing and £0.84 million Open Offer
Financial Adviser / Joint Broker
25 April 2023
Appointment as Financial Adviser and Joint Broker
Aquis Exchange Corporate Adviser
15 December 2022
Acquisition of a 19.8% stake in Lush and acquisition of Sonotas Group
Financial Adviser / Broker
24 August 2022
£542,000 Pre-IPO fundraising
Financial Adviser
11 July 2022
IPO and Equity Fundraise of £280,000
Financial Adviser
5 March 2022
AQSE Corporate Adviser
Financial Adviser / Broker
18 February 2022
Appointment
Broker / Aquis Exchange Corporate Adviser
17 January 2022
AQSE IPO & Fundraising of £2m
Corporate Broker / Aquis Exchange Corporate Adviser
30 November 2021
Appointment, AQSE IPO & £1m fundraise
Corporate Broker
22 November 2021
Appointment & £349m LSE Dual Listing
Joint Broker
21 October 2021
IPO & £39m placing
Corporate Broker
25 August 2021
Appointment
Financial Adviser
16 April 2021
Appointment
Financial Adviser / Joint Broker
6 January 2021
£1.1m Convertible Loan Note
Financial Adviser
23 September 2020
£0.5m Subscription
Financial Adviser / Broker / Aquis Exchange Corporate Adviser
1 September 2020
£0.4m Subscription
Joint Broker
1 June 2020
Appointment
Corporate Finance Adviser
26 March 2020
Appointment
Financial Adviser / Broker / Global Bookrunner
18 March 2020
Merger with Avalon Battery Corporation, Equity and Debt fundraising to raise £14.9m
Financial Adviser
7 November 2019
£5.7m Recommended Offer for Netalogue Technologies
Financial Adviser / Corporate Broker
5 August 2019
Appointment
Broker
7 May 2019
Appointment
NEX Exchange Corporate Adviser
11 March 2019
Appointment
Financial Adviser
15 January 2019
Appointment
Research Provider
26 October 2018
Appointment
Agriculture
14 September 2018
£1.1m Placing
Financial Adviser China
25 July 2018
Appointment
Financial Adviser
15 May 2018
Appointment
Financial Adviser China
15 April 2018
Appointment
Financial Adviser
15 April 2018
Appointment
Financial Adviser China
15 March 2018
Appointment
Financial Adviser
15 February 2018
Appointment
Financial Adviser / Broker
17 January 2018
£4.0m Main Market IPO
Financial Adviser / Broker
17 December 2017
£15m Main Market IPO
Financial Adviser
17 November 2017
C$30m Strategic Investment
Corporate Broker
9 November 2017
C$30m Strategic Investment
Financial Adviser China
15 September 2017
Appointment
Financial Adviser / Broker
15 July 2017
Appointment
Financial Adviser / Broker
15 May 2017
Appointment
Broker
15 April 2017
Appointment
Financial Adviser
17 March 2017
£2.5m Placing
Broker
17 January 2017
£1.6m Placing
Broker
15 January 2017
Appointment
Placing Agent
17 December 2016
£12m Placing
Financial Adviser / Broker
17 November 2016
£1.2m Placing & Subscription
Financial Adviser / Broker
15 November 2016
Appointment
Research Provider
15 October 2016
Appointment
Financial Adviser
17 September 2016
Acquisition of Birmingham City FC
Agriculture
17 August 2016
£0.5m Placing
Financial Adviser
17 June 2016
AIM Delisting
Financial Adviser
15 June 2016
Appointment
Financial Adviser
15 April 2016
Appointment
Financial Adviser
15 December 2015
Appointment
Financial Adviser
17 August 2015
£84 Acquisition of Promethean World
Broker
17 June 2015
£1.2m Placing
Broker
15 March 2015
Appointment
Broker
16 December 2014
£6.4m AIM IPO
Broker
15 December 2014
Appointment
Financial Adviser / Broker
17 October 2014
US$6.1m Open Offer
Financial Adviser / Broker
16 September 2014
US$20m Placing
Broker
15 June 2014
Appointment
Broker
15 May 2014
Appointment
European Broker
16 April 2014
C$6.5m Placing
Agriculture
15 February 2014
Appointment
Financial Adviser
15 September 2013
Appointment
Broker
15 September 2013
Appointment
Financial Adviser
15 August 2013
US$60m Acquisition of First Marvel Investment
European Broker
15 May 2013
US$15m Royalty Financing
Financial Adviser
15 April 2013
Appointment
European Broker
15 December 2012
Appointment
Broker
15 July 2012
Appointment
European Broker
15 April 2012
Appointment
Financial Adviser / Broker
14 April 2012
Appointment
European Placing Agent
15 February 2012
C$7.2m Placing
Broker
14 January 2012
Appointment
European Broker
14 November 2011
Appointment
European Financial Adviser
14 September 2011
Appointment
Broker
14 July 2011
Appointment
Co-Agent
15 May 2011
C$4.0m Placing
Broker
14 January 2011
Appointment
Broker
14 January 2011
Appointment
Financial Adviser
15 November 2010
£2.1m Loan Facility